April 19 - 22, 2021
25th Annual Compliance Institute
Virtual , Central Daylight Time (CDT)Session Recordings & Handouts
CEU Application | Conference Brochure
A PDF version of the presentations and any additional speaker handouts can be found below.
General Sessions
GENERAL SESSION 1: OIG Update |
GENERAL SESSION 2: A HIPAA Compliance and Enforcement Update from the HHS Office for Civil Rights |
GENERAL SESSION 3: Health Equity: Potential Risks and Opportunities to Reduce Disparities During a Global Pandemic |
GENERAL SESSION 4: Compliance on the Pandemic Front LinesRecording |
General Session 5: Inclusive Intelligence in Practice: Lead Better by Recognizing, Understanding and Interrupting Your Unconscious Biases
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Monday, April 19: M1A - M1J
M1A HIPAA in the Time of COVID-19: Considerations for Compliance |
M1B Essentials in Physician Practice Compliance |
M1C False Claims Act Part 1 |
M1D Navigating Enforcement Actions, Investigations, and Settlements |
M1E Real-Time Audit and Monitoring: Compliance Favors Only the Prepared Plan |
M1F Compliance and Ethics Programs during and Post-Pandemic |
M1G Coronavirus 19: Where was ERM? |
M1H New to Compliance? Learn the Essential Components to Address in Your Program |
M1I 25 Years of CI and HCCA: Where We’ve Been and Where We’re Going: A Conversation with Roy Snell, Debbie Troklus, and Odell GuytonRecording |
M1J Internal Investigations: What’s In Your Organization’s Toolkit? |
Monday, April 19: M2A - M2J
M2A Building a Cybersecurity Auditing and Monitoring Plan |
M2B Get Your Docs in a Row with a Physician Contracting Compliance Policy |
M2C False Claims Act: Part 2 |
M2D Retooling Your Compliance Program: Operationalizing the New Expectations |
M2E Addressing the Operational Challenges of Auditing Investigator Initiated Trials (IITs) |
M2F A Federal Regulatory Visit is on the Horizon: Are You Prepared for a Survey? |
M2G CARES Act: Risks and Mitigating Responses |
M2H Why Diversity and Inclusion for the Ethics and Compliance Professionals? |
M2I Avoiding Unnecessary Refunds |
M2J Utilizing 4 Leafed Clover of Compliance: Privacy & Security |
Monday, April 19: M3A - M3J
M3A How to Assess and Address the Unique Cybersecurity and Data Risks with Clinical Trials |
M3B What is the Maximum Permissible Dose of Morphine or Fentanyl? A Question of Physician Compliance and Quality of Care |
M3C What Compliance Professionals Should Know About Peer Review Protections |
M3D Investing in Yourself: Strategies for Individual Development as a Compliance Professional |
M3E Electronic Management of Medicare Short-Stay Admissions to Ensure Compliance with the Two-Midnight Rule |
M3F Addressing High-Risk Compliance Areas and Avoiding Common Pitfalls in Risk Assessment, Monitoring & Auditing |
M3G Can Compliance Help Crisis Proof Your Organization? |
M3H Board Oversight of Compliance Programs: What is Required and How to Help Your Board Succeed |
M3I Building Best-In-Class Compliance Programs for Small Organizations |
M3J Telehealth & Cutting Edge Ventures: The Partnership between Strategic Planning & PrivacyRecording |
Monday, April 19: M4A - M4J
M4A Notice of Breach of Unsecured Protected Health Information from a Business Associate |
M4B Who Should Own Making Sure Physician Arrangements are Compliant? |
M4C Legal and Ethical Considerations When Conducting an Internal Investigation |
M4D Selling Effectiveness: Getting the Board On Board with Building an Effective Compliance Program |
M4E ACOs and CINs: Auditing & Monitoring for Antitrust Compliance and Regulatory Issues |
M4F How to Virtually Evaluate the Effectiveness of Your Skilled Nursing Facility Compliance & Ethics Program |
M4G Emerging Risks of a Remote Workforce |
M4H Building a New Research Compliance Program: Where Do I Begin? |
M4I Hot Compliance and Enforcement Topics Regarding COVID-19 |
M4J Community Mental Health Centers: An Insider’s View for an Effective Compliance Program |
Tuesday, April 20: T1A - T1J
T1A Virtual Privacy Investigations During COVID-19 |
T1B Designing and Implementing an Audit Program for Physician Services |
T1C Selling and Buying the Brooklyn Bridge or Leasing the Battery Tunnel During the Age of COVID: The Deal is Done, Now What? |
T1D Work Smarter Not Harder: Effective Annual Work & Audit Plan Development Strategies |
T1E How to Successfully Navigate a CMS Risk Adjustment Data Validation Audit |
T1F Skilled Nursing Abuse and Neglect: CMS Developments and Compliance Strategies |
T1G The Opioid Crisis a.k.a. Prescription Drug Abuse Epidemic: From the Provider’s Perspective |
T1H Art of War: Using Time-Tested Strategies and Principles in Advancing Your Compliance Program |
T1I Conducting Internal Investigations in 2021 and Beyond |
T1J Top IT and Cyber-Risks to Include in Your Audit Plan: 2021 UpdateRecording |
Tuesday, April 20: T2A - T2J
T2A You Are Only as Secure as Your Riskiest Vendor |
T2B Physician Coding During COVID-19 |
T2C The IRS 990 Information Return: Compliance Report, Disclosure Tool, and Data Mining SourceRecording |
T2D The Federal Register, Survey & Certification Letters, and the Conditions of Participation: The Trifecta of a Compliance Professional’s Potential to Stay Informed |
T2E The Anatomy and Physiology of a Managed Care Organization Compliance Audit of a Hospital |
T2F Clinical-Community Partnerships to Address Health-Related Social Needs: Championing Initiatives from the Compliance Office*No recording of this session is available |
T2G Somebody Call the Risk Manager: How to Turn Every Unexpected Event into an Opportunity to Shine |
T2H Chasing the Goal: How Do You Know if Your Compliance Program is Truly Effective? |
T2I The Conflict of Interest Gamble: How Compliance and Internal Audit Used Open Payments Data to Make COI Evaluation a Sure Bet |
T2J Physician Coding and Billing Cases Gone BadlyRecording |
Tuesday, April 20: T3A - T3J
T3A The NIST Privacy Framework: Measurable Objectives for Managing Privacy |
T3B Physician Compliance During Crisis: Successfully Navigating COVID-19 |
T3C Ask the Stark Law Professionals |
T3D Living In Paradise: Thriving and Succeeding in a Remote Work Environment |
T3E Who’s Who in Your Hospital or Practice? Third Party Risk Management |
T3F Compliance in the Era of Millennials |
T3G ERM/New COSO Framework for Compliance |
T3H COI ALERT: Sunshine Expansion and International Influence |
T3I To the Pandemic and Beyond! Achieving and Sustaining Compliance for Your Telehealth Program |
T3J Compliance Challenges and Best Practices for Providers of Medicaid Home and Community-Based Services |
Tuesday, April 20: T4A - T4J
T4A An Advanced Look at Basics: Business Relationships under HIPAA and Why It’s So Important to Get Them Right! |
T4B Medicare Wellness Visits, Patient Visits, and Additional Services All on the Same Date of Service: A Compliant Revenue Opportunity |
T4C CARES ACT and Pandemic Stimulus Act Fraud |
T4D 8th Commandment: Implementing Effective Disciplinary Framework |
T4E Organizational Solutions for Implementing Effective Corrective Action and Prevention Plans (CAPA) Following Internal Quality Assurance Compliance Reviews |
T4F Best Practices for Compliance Investigations by Post-Acute ProvidersRecording |
T4G Physician Arrangements: Strategies to Reduce Compliance Risk and Manage the Self-Disclosure Process |
T4H When Two Worlds Collide: Practical Compliance Strategies for Managing an Opioid Epidemic during a Global Pandemic |
T4I What Should You Do? |
T4J From Bumpy Road to Fast Lane in Telehealth: How a Pandemic Forced One Organization Over the HumpRecording |
Tuesday, April 20: TB1 - TB4
TB1 Interoperability: Industry PerspectivesRecording |
TB2 Core Elements of EMTALA for the Compliance Professional |
TB3 Compliance in the COVID-19 Era: What Just Happened and Where Do We Go From Here?Recording |
TB4 What’s Next for You and Your Compliance Programs: A Session for Beginners |
Wednesday, April 21: WB1 - WB4
WB1 Effective Compliance through Organizational Design |
WB2 Two-Headed Beast: Compliance and Research Billing |
WB3 COVID-19 Oversight: An Integral Part of an Effective Corporate Compliance Program |
WB4 Controlled Substance Diversion Prevention Programs: What Should You Do? |
Wednesday, April 21: W1A - W1J
W1A Business Continuity and Disaster Recovery: A Critical Component of Compliance and Risk Management |
W1B The Evolving Landscape of Clinical Documentation: Exploring the 2021 E/M Changes |
W1C Electronic Health Records: Regulatory Risks and Compliance Issues |
W1D Compliance Datamining and Benchmarking: How Data-Driven Decision Making Can Boost Your Compliance Program Success! |
W1E SNF Compliance on a Quarter: Leveraging Your Resources to Implement an Effective Audit Plan |
W1F Impacts of COVID-19 Compliance Protocols to Post-Acute Care Facilities and Home Based Care |
W1G Internal Audit’s Role in Enhancing Your Risk Program |
W1H New Year, New Administration, New Priorities! |
W1I Investigations: Living in the House that Jack Built |
W1J COVID-19 Pandemic Lessons Learned Case Studies: CMS Emergency Preparedness, Compliance, Vaccines, and Recovery |
Wednesday, April 21: W2A - W2J
W2A Cybersecurity & Incident Response: The Nuts & Bolts of Detecting, Avoiding, and/or Responding to a Security Incident |
W2B The Physicians in My Practice Want to Get Involved in Clinical Research: What Do I Need to Know and Do? |
W2C Reports of Non-Compliant Activity, Internal Investigations, Resolution and Self-Disclosure |
W2D How to Revitalize the Culture of Compliance with Innovative Education |
W2E Developing Metrics that Matter: Building a Meaningful Compliance Scorecard for Hospitals and Health Systems |
W2F Is Your Hotline “Hot?”: Approaches to Improving and Promoting Your Compliance Hotline |
W2G Role of Compliance in the IoT World |
W2H Rethinking Compliance Program Effectiveness Reviews |
W2I Proven Techniques to Increase the Value of Internal Audit and Compliance, through the Use of Analytics, Automation, and Visualization Solutions |
W2J Sampling and Extrapolations: How to Address Problematic Populations |
Wednesday, April 21: W3A - W3J
W3A From Silos to Synergy: Collaborating Across Departments to Provide Enterprise-Wide System Protections and Ensure Patient Privacy and Security |
W3B Non-physician Provider Billing Compliance: Are Incident to and Split/Shared Regulations Giving You a Splitting Headache? |
W3C Whistleblowers: Who Are They and Why Do They Become Whistleblowers and How Do You Evaluate a Whistleblower Case? |
W3D Engaging Clinicians in the Compliance Effort |
W3E Effective Auditing of Your Clinical Practice with Less Resources |
W3F Integrity WorksRecording |
W3G GRC Triangle: Governance, Risk, and Compliance |
W3H OIG Developments |
W3I How to Effectively and Legally Implement Telehealth in Your OrganizationRecording |
W3J Effectiveness Reboot: Rebuilding an Existing Program from Scratch |
Wednesday, April 21: W4A - W4J
W4A Reconciling Part 2 and HIPAA: How To Protect Your SUD Patients’ Records |
W4B Provider Compensation—A Valuator’s Perspective: Where Do Your Risks Map? |
W4C Emerging Trends in Physician Employment/Independent Contractor Contracting and Compensation Arrangements with Hospitals |
W4D Compliance and Legal: From Opposition to Partnership |
W4E What is a Compliance Risk Assessment? |
W4F Simple Solutions for Optimizing SNF Therapy and Nursing Revenue Cycle Compliance |
W4G Compliance Alignment and Joint Ventures |
W4H Medical Marijuana: Practical Considerations for Health Care Providers |
W4I Harnessing Business Intelligence Systems to Enhance Response and Prevention for Incident Management (IM) |
W4J Nothing is Certain but Change... Dealing with the Changing Compliance and Reimbursement Requirements in Telehealth |
Thursday, April 22: H1A - H1J
H1A The Privacy & Marketing Dream Team: Developing and Maintaining a Professional Relationship with Your Marketing Department and Why It Matters |
H1B Compliance and Liability Considerations for Physicians and Organizations Employing Physician Assistants and Nurse Practitioners: A Review of Case Law and Complaints |
H1C Exclusions |
H1D How to Become a Data-Driven Compliance ProfessionalRecording |
H1E Program Integrity Compliance & FWA Innovation Using Data Intelligence |
H1F PDPM Year One: Insights from the Auditors |
H1G Conducting a Rehab-Focused Risk Assessment: Identifying & Mitigating Your Risks |
H1H Pandemics, Politics, and Value-Based Models, Oh My! |
H1I The Roles of the Compliance Officer and the General Counsel |
H1J Health Compliances Role in Multi-Unit, Cutting Edge AMC Investigations |
Thursday, April 22: H2A - H2J
H2A The Privacy Considerations of Interoperability * THIS SESSION WAS CANCELLED
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H2B Got Comparative Data? CBRs for Physicians/Other Outpatient Providers |
H2C Anti-Kickback and Stark Law Developments: Where Are We Now and Where Are We Going? |
H2D Congratulations New Compliance Officer and Risk Manager and Infection Control and Accreditation, and those Other Duties |
H2E Self-Audits: Are You Looking at the Right Data? |
H2F Laboratory Risk Assessment: The Top Risks and What to Audit |
H2G Cost Effective and Practical Solutions to Compliance Risk Management |
H2H Read (Hidden) Emotions: Know What Others are Thinking and Feeling |
H2I 340B Drug Pricing Program: Recent Updates and Compliance Tips |
H2J Oh No! What? Another Risk Assessment? A Fraud Risk Assessment |
Thursday, April 22: H3A - H3J
H3A Privacy Officer Roundtable: Part 1 |
H3B Physician Arrangements Compliance: Identifying, Assessing and Mitigating Physician Arrangements Risk |
H3C Clinical Research v. Innovative Medical Treatment: Understanding the Differences and Avoiding Unnecessary Risk |
H3D Ways Leaders Can Engage in Compliance Leadership |
H3E Achieving Revenue Cycle Success Through Compliance |
H3F Executive Compensation in Nonprofit Healthcare Compliance Issues and Strategies
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H3G Weathering the Compliance Storm Forecast for the Future! |
H3H Understanding and Meeting Language Access Requirements for Services to LEP Persons |
H3I Corporate Integrity Agreements: A Closer Look at How OIG and Providers Work with Independent Review Organizations |
H3J Telehealth: Where Do We Go from Here? Insights from a Panel of Strategy, Operations and Compliance Leaders |
Thursday, April 22: H4A - H4J
H4A Privacy Officer Roundtable: Part 2 |
H4B Three Ways to Enhance Your Physician Compensation Review Process |
H4C Lab Testing During the COVID Pandemic |
H4D From Compliance Support to Compliance Officer: Making it to the Top of the Compliance Profession |
H4E OIG Mandated Six-Year Look Back Audits |
H4F COPS & OPS: Leveraging a Matrix Leadership Mindset to Achieve Compliant Operations in Hospice and Home Health |
H4G Compliance Program Transformation: Opportunities, Strategies, and Creative Approaches |
H4H The Evolution of FDR and Delegation Oversight: What are Health Plans Expecting of Their Providers? |
H4I Evaluating and Executing Physician Practice Acquisitions in Today’s Market |
H4J 42 CFR Part 2 In Complex Service Settings |