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Do you want to learn valuable strategies for identifying and mitigating risk in your organization—without the time and budget commitments of travel?   

This virtual workshop provides the information and insights you’re looking for in a convenient format that lets you attend from the comfort of your home, office, or wherever suits you best. Attendees will receive comprehensive guidance on how to perform effective compliance risk assessments—an essential element of any compliance and ethics program. Whether your organization already has a mature model in place or is just beginning its risk assessment journey, you’ll learn how to maximize success and best identify inherent organizational risks or trouble spots in your processes and procedures.

Instructors will utilize numerous examples to illustrate key principles and attendees will have opportunities to work through exercises and case studies from the industry of their choice (such as healthcare, manufacturing, sales, etc.) along with other attendees. Participants will benefit from the interactive nature of this event by hearing about barriers and solutions from a variety of perspectives.

This workshop is open to all but is best suited for intermediate professionals with some compliance experience.

Subject highlights:

  • Risk assessment: introduction, definitions, and objectives
  • Identification of compliance risks
  • The roles of risk appetite and tolerance
  • Assessing the severity of compliance risks
  • Reviewing the effectiveness of internal controls over compliance
  • Design and implementation of risk response/mitigation plans
  • Completing the compliance risk management cycle
  • Final considerations, integration with organizational risk management, etc.

Attendees will have the opportunity to earn live Compliance Certification Board (CCB)® continuing education units (CEUs).

Who should attend?

  • Compliance professionals
  • Risk professionals
  • Internal auditors
  • External compliance advisors